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Merchant Banker Registration

Prepare the governance, personnel and operating documentation needed to seek SEBI merchant banker registration.

About Merchant Banker Registration

Prepare the governance, personnel and operating documentation needed to seek SEBI merchant banker registration. BIAT helps define the scope, organise supporting records and coordinate the next steps for your requirement.

How we can help

  • Permitted-activity and applicant assessment
  • Capital and personnel readiness review
  • Due-diligence and conflict-management procedures
  • Application and clarification support

What to prepare

Prepare these records for an initial assessment. The final checklist depends on your circumstances.

  • Constitution and ownership records
  • Financial statements and capital evidence
  • Personnel profiles and proposed issue-management processes

Deliverables, fees & timeline

The proposed merchant banker registration engagement starts with a review of your records and objectives. The written scope sets out deliverables, responsibilities, professional fees, applicable third-party charges and target milestones. Timing depends on document completeness, complexity and any authority or counterparty review. Ask for a scoped proposal before proceeding.

Discuss your requirement

Contact BIAT about merchant banker registration

Call +91 9650 47 6099 or email info@biatconsultant.com. Share a brief description first; the team can confirm the appropriate channel for documents.

Your next steps

A clear scope and organised records make the engagement easier to manage.

Define the requirement

Discuss the intended merchant banker registration scope, business context and desired outcome.

Review the records

Collect and review constitution and ownership records and identify missing evidence.

Agree the scope

Confirm deliverables, responsibilities, fees and target milestones in writing.

Prepare & coordinate

Permitted-activity and applicant assessment, followed by the agreed documentation and review tasks.

Handover & follow-up

Review the agreed output and record any follow-up actions, deadlines or ongoing obligations.

FAQ

Answers to common questions about merchant banker registration.
Does registration make BIAT the issue manager?

No. Advisory support for an application is separate from regulated issue management, which must be undertaken by an appropriately registered intermediary.