Review evidence against a defined set of statutory, contractual and internal obligations. Start by identifying the purpose, reporting period and intended users of the work. BIAT can assess the available records and propose an engagement with defined responsibilities and deliverables.
Overview
Scope of support
- Applicable-obligation and evidence mapping
- Sample-based adherence checks
- Gap register with owners and remedial actions
Records to prepare
Use this starting checklist to prepare for a discussion. The final evidence requirements are confirmed after the initial assessment.
- Obligation register and policy records
- Filed returns and supporting acknowledgements
- Relevant contracts and previous observations
Deliverables and engagement planning
The compliance audit scope identifies the output, review steps and information required from your team. Where a filing, report or certificate needs an eligible professional, that role is confirmed before the engagement proceeds. The proposal records fees, exclusions, dependencies and target milestones. Authority review, incomplete records or changes to the request can affect timing.
Discuss your requirement
How the engagement works
Agree the scope and required evidence before work begins.
FAQ
Questions to help you scope the engagement.
Does this cover all laws applicable to our business?
The scope identifies the locations, activities, period and obligations to be reviewed. Any excluded areas and dependencies are recorded before work begins.
How is the fee determined?
Can this be combined with related CA services?