SEBI Services

SEBI-related advisory maps capital-market activities to the relevant intermediary, fund or transaction framework and its operating obligations.

• Merchant Banker Registration Support
• Alternative Investment Fund Registration
• Portfolio Manager Registration With SEBI
• Stock Broker Registration Support
• Reverse Merger in India
• AMFI Distributor Registration Support
• Asset Management Company Registration
• Investment Advisors registration with SEBI
• Depository Participant Registration Support
• Social Stock Exchange Registration Support
• Credit Rating Agency Registration Support
• Foreign Portfolio Investor Registration
• SEBI Research Analyst Registration Support
• Alternative Asset Advisory Support
• Compliance Test Report for AIF
• Reit Registration
• Mutual Fund Registration Support
• Collective Investment Schemes
• Registrar and Share Transfer Agent Registration
• Registration of Underwriters with SEBI

Business owners and functional leaders responsible for a defined operating, technology or people-management requirement can use this service to clarify a particular issue. A useful starting question is: “Can one SEBI registration cover every capital-market activity?” Begin with the facts behind that question rather than assuming that a standard package will resolve it.

The engagement can cover the following workstreams. The proposal specifies which apply to your matter and what evidence or specialist input is needed.

• Identify securities-market role and registration category.
• Review governance disclosures and operational readiness.
• Plan application and recurring-compliance records.

Start with the records below where available. They help establish the facts before a more specific checklist is agreed.

• Activity plans.
• Ownership records.
• Financials.
• Professional credentials.

Provide the relevant entity, transaction or reporting period and any existing notice or deadline. Identify missing or inconsistent records so they can be addressed explicitly.

Registrations for brokerage, research, advice and fund management are different; the actual activity determines the review.

1. Define the question: identify securities-market role and registration category, using the available activity plans and the facts you provide.
2. Examine the evidence: review governance disclosures and operational readiness. Record unresolved information and the assumptions that affect the analysis.
3. Agree the action: plan application and recurring-compliance records. Set the required deliverables, responsible owners and any follow-up or external dependency.

The proposal for SEBI Services sets out the analysis, documentation or coordination deliverables and the work you retain. The availability of activity plans, ownership records, financials and professional credentials affects readiness and the amount of follow-up needed. Fees and the working schedule are agreed after that initial assessment. Any required independent report, legal representation or authority application is identified as a separate responsibility where relevant.

Use these official resources for the relevant framework. Application to a particular entity, period or jurisdiction requires a separate assessment.

• SEBI: Official regulatory resources

• Portfolio Manager Registration With SEBI
• Investment Advisors registration with SEBI
• Depository Participant Registration Support
• Credit Rating Agency Registration Support

Share a short summary of your SEBI Services requirement and the records already available. BIATConsultant can assess the proposed scope and explain the next steps.

• Request a SEBI Services consultation
• About BIATConsultant